Herbert Robert Franco

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

• Financial planning
• Portfolio management
• Pension consulting
• Seminars and workshops

Experience

11 years in the industry.

1. Jordan School District TransportationSep 2026 to now
2. Salt Lake ExpressAug 2026 to now
3. Regal Investment Advisors LLCJun 2026 to now
4. Regulus Financial GroupJun 2026 to now
5. DlivrdMay 2026 to now
6. SparkApr 2026 to now
7. DoordashDec 2025 to now
8. AmazonJun 2025 to now
9. InstacartMay 2025 to now
10. UberMay 2025 to now
11. Red Star TransportationAug 2026 to Sep 2026
12. MML Investors Services, LLCMar 2025 to Jun 2026
13. Massmutual Life Insurance CoOct 2024 to Jun 2026
14. Fidelity Personal and Workplace AdvisorsJun 2024 to Nov 2024
15. Fidelity Brokerage Services LLCSep 2023 to Nov 2024
16. Fidelity InvestmentsSep 2023 to Nov 2024
17. Utah Transit AuthorityJun 2023 to Aug 2023
18. AmazonDec 2022 to Jul 2023
19. United Parcel ServiceDec 2022 to Dec 2022
20. Mass Mutual Life Insurance Co.Feb 2022 to Oct 2024
21. Regulus Financial Group, LLCFeb 2022 to Jul 2023
22. InstacartSep 2021 to Sep 2023
23. Massmutual Life Insurance CoDec 2020 to Jan 2022
24. LyftMar 2018 to Sep 2023
25. UberMar 2018 to Sep 2023
26. Hawaii Department of Education / Waianae High SchoolFeb 2016 to Jun 2020
27. Pruco Securities, LLCJun 2015 to Feb 2020
28. Prudential Insurance Company of AmericaApr 2015 to Feb 2020

Exams passed

• Series 63 · Uniform Securities Agent State Law2015
• Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 1 state (UT).

Regal Investment Advisors LLC

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD

5575090

Firm CRD

125004