Richard Stuart Sobel
Investment adviser representative at Vanguard Advisers, Inc.
16 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- Vanguard Advisers, Inc.May 2020 to now
- The Vanguard Group, Inc.Mar 2020 to now
- Vanguard Marketing CorporationMar 2020 to now
- Citizens Securities, Inc.Mar 2019 to Mar 2020
- Bank of America, NAJul 2010 to Mar 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2010 to Mar 2019
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5574830
- Firm CRD
- 106715