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Johnson Asase jr

Investment adviser representative at Guggenheim Investments
11 yearsExperience
1 stateRegistered in
$8BFirm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

11 years in the industry.

  1. Guggenheim Investments, LLCMar 2026 to now
  2. Guggenheim Funds Distributors, LLCMar 2026 to now
  3. UnemployedJul 2025 to Mar 2026
  4. New York LifeOct 2017 to Jul 2025
  5. UnemployedMay 2017 to Oct 2017
  6. Morgan StanleyJul 2015 to May 2017

Exams passed

  • Series 66 · Uniform Combined State Law2013

State registrations

Registered as an investment adviser representative in 1 state (NY).

Guggenheim Investments

Legal name: Security Investors, LLC

$8BAssets managed
107Clients
43Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5573732
Firm CRD
105477
Advisor's SEC record (opens in a new tab)
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