Amber L Schwaab
Investment adviser representative at Principal Securities, Inc.
11 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Fireborn Advisory PartnersJul 2026 to now
- Principal Securities, Inc.Jun 2026 to now
- Principal Life Insurance CompanyJun 2026 to now
- BMO Wealth DirectMar 2023 to Jun 2026
- Stratos Wealth PartnersAug 2018 to Mar 2023
- Charles Schwab & Co., Inc.Jul 2017 to Aug 2018
- Principal Life Insurance CompanySep 2015 to Jun 2017
- Princor Financial Services CorporationSep 2015 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5573127
- Firm CRD
- 1137