Tulio F Batista
Investment adviser representative at HSBC Securities (USA) Inc.
20 yearsExperience
22 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
20 years in the industry.
- HSBC Securities (USA) Inc.Jan 2026 to now
- HSBC Bank USA, N.A.Jan 2026 to now
- JPMorgan Chase Bank NAJun 2021 to Dec 2025
- JPMorgan Securities LLCJun 2021 to Dec 2025
- Ht Empreendimentos e Administradora De Imoveis LtdaJun 2020 to Jan 2026
- Baffon Holdings, LLCMar 2020 to Aug 2024
- Banco Do Brasil SecuritiesJul 2008 to May 2021
- Banco Do BrasilJan 2006 to May 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 22 states (AK, AL, DC, DE, FL, GA, IA, KS, LA, MD, ME, MN, MT, NC, ND, NE, NM, NY, PR, TX, UT, VI).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5571871
- Firm CRD
- 19585