John M Cervantes
Investment adviser representative at Prime Capital Financial
14 yearsExperience
1 stateRegistered in
CFADesignation
$39.1BFirm assets
Are you John M Cervantes? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Prime Capital FinancialJan 2025 to now
- Tcbi SecuritiesDec 2022 to now
- Texas Capital BankAug 2022 to now
- Texas Capital Bank Private Wealth AdvisorsAug 2022 to now
- Bank of America, N.A.Feb 2013 to Aug 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2012 to Aug 2022
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 1 state (TX).
Prime Capital Financial
Legal name: Prime Capital Investment Advisors, LLC
$39.1BAssets managed
23,965Clients
264Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5571829
- Firm CRD
- 288712