Albert Daniel Souza
Investment adviser representative at Compass Financial Management LLC
11 yearsExperience
1 stateRegistered in
$893.8MFirm assets
6 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Compass Financial Management LLCJul 2025 to now
- Adams Financial Concepts, LLCMay 2021 to now
- Woodbury Financial Services IncSep 2019 to May 2021
- Union Financial IncMay 2015 to Sep 2019
- Souza FinancialMar 2015 to May 2021
- Principal Life Insurance CompanyJan 2015 to Sep 2019
- Princor Financial Services CorporationJan 2015 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (WA).
Compass Financial Management LLC
$893.8MAssets managed
2,228Clients
45Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5571527
- Firm CRD
- 156345