Stephen T Tu
Investment adviser representative at Seacrest Wealth Management, LLC
13 yearsExperience
1 stateRegistered in
$1.5BFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Purshe Kaplan Sterling Investments, IncSep 2019 to now
- Seacrest Wealth Management, LLCJul 2019 to now
- Bank of America, N.A.May 2013 to Jul 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2013 to Jul 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 1 state (CA).
Seacrest Wealth Management, LLC
$1.5BAssets managed
1,498Clients
35Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5565787
- Firm CRD
- 147092