Wendy Ellen Fleischmann
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCMay 2024 to now
- Silvers Financial ServicesDec 2018 to now
- Fleischmann Insurance SolutionsFeb 2013 to now
- Crown Capital Securities, LPJan 2020 to May 2024
- Shomrei Torah SynagogueJun 2016 to Jun 2017
- United Planners' Financial ServicesDec 2015 to Dec 2019
- Nerium InternationalJan 2013 to Nov 2019
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5561064
- Firm CRD
- 6413