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Lindsay Ann Raap

Investment adviser representative at LPL Enterprise, LLC
16 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

16 years in the industry.

  1. LPL Enterprise, LLCJun 2025 to now
  2. UnemployedDec 2023 to Jun 2025
  3. LPL Financial LLCMar 2019 to Dec 2023
  4. Pruco Securities, LLC.Mar 2010 to Mar 2019
  5. The Prudential Insurance Company of AmericaMar 2010 to Mar 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2010
  • Series 65 · Uniform Investment Adviser Law2016

State registrations

Registered as an investment adviser representative in 2 states (CA, MI).

LPL Enterprise, LLC

$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5559178
Firm CRD
8733
Advisor's SEC record (opens in a new tab)
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