Suzanne Stone
Investment adviser representative at Guggenheim Investment Advisors, LLC
13 yearsExperience
2 statesRegistered in
$840.9MFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Guggenheim Funds Distributors, LLCJan 2018 to now
- Guggenheim Partners Investment Managements Holding, LLCJan 2018 to now
- Guggenheim Investment Advisors, LLCMar 2013 to now
- Guggenheim Investor Services, LLCMar 2013 to now
Exams passed
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 2 states (IL, NY).
Guggenheim Investment Advisors, LLC
$840.9MAssets managed
25Clients
3Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5558728
- Firm CRD
- 108263