David Stephen Toeppe
Investment adviser representative at Spc
11 yearsExperience
2 statesRegistered in
$6.1BFirm assets
42 yearsFirm in business
Are you David Stephen Toeppe? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- SpcFeb 2017 to now
- Sigma Financial CorporationFeb 2017 to now
- Cambridge Investment Research Advisors IncFeb 2015 to Feb 2017
- Cambridge Investment Research IncFeb 2015 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 2 states (MI, TX).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5556937
- Firm CRD
- 110692