Edward L Caruth
Investment adviser representative at B. Riley Wealth Advisors, Inc.
10 yearsExperience
2 statesRegistered in
$4.2BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- B. Riley Wealth ManagementJul 2022 to now
- B. Riley Wealth Advisors, Inc.Dec 2019 to now
- National Asset ManagementAug 2016 to Jul 2022
- National Securities CorporationJul 2016 to Jul 2022
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
B. Riley Wealth Advisors, Inc.
$4.2BAssets managed
10,573Clients
168Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5556104
- Firm CRD
- 115927