James Chartrey
Investment adviser representative at Lido
15 yearsExperience
7 statesRegistered in
$42.5BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- LidoMar 2024 to now
- Lido Advisors, LLCMar 2024 to now
- Colorado Financial Management, LLC, A Lido CompanyApr 2023 to Feb 2024
- Lido Advisors, LLCDec 2022 to Apr 2023
- Mariner Wealth AdvisorsJun 2018 to Dec 2022
- Msec, LLCJun 2018 to Dec 2019
- UnemployedMar 2018 to Jun 2018
- Principal Funds Distributor, Inc.Aug 2011 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 7 states (CA, CO, FL, ID, TX, UT, WA).
Lido
Legal name: Lido Advisors, LLC
$42.5BAssets managed
13,800Clients
312Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5552897
- Firm CRD
- 269866