James Burgess Conner
Investment adviser representative at Tcw Investment Management Company LLC
10 yearsExperience
9 statesRegistered in
$38.8BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- Tcw Investment Management Company LLCJun 2024 to now
- Tcw Funds DistributorsJun 2024 to now
- Tcw LLCJun 2024 to now
- Natixis Investment ManagersAug 2020 to May 2024
- University of New HampshireAug 2019 to Jul 2020
- Lovett Advisors, LLCFeb 2019 to Jul 2020
- Mercap Securities, LLCFeb 2019 to Jul 2020
- Fleury Group, LLCAug 2018 to Jun 2019
- The Zoo Health ClubNov 2016 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 9 states (AK, CA, ID, MA, MT, NV, NY, OR, WA).
Tcw Investment Management Company LLC
$38.8BAssets managed
4,945Clients
39Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5552771
- Firm CRD
- 106546