Kraig Joseph Cawley
Investment adviser representative at Commonwealth Financial Network
15 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$212.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Cawley Financial Advisors, LLCMay 2024 to now
- Commonwealth Financial NetworkMay 2024 to now
- Cetera Investment Advisers LLCJun 2023 to May 2024
- Cetera Advisor Networks LLCMar 2018 to May 2023
- Cambridge Investment Research Advisors, IncAug 2011 to Mar 2018
- Cambridge Investment Research, IncAug 2011 to Mar 2018
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5551404
- Firm CRD
- 8032