Shang Chou
Investment adviser representative at Dishmi Capital, LLC
10 yearsExperience
2 statesRegistered in
$215.1MFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Dishmi Capital, LLCJun 2025 to now
- Caerus Investment Advisors, LLCJan 2025 to now
- Tema Global LimitedMay 2024 to Apr 2025
- SabbaticalJan 2024 to Apr 2024
- Simplify Asset ManagementJul 2021 to Dec 2023
- Goldman Sachs & Co. LLCJul 2020 to Jul 2021
- JPMorgan Chase Bank NAApr 2018 to Jun 2020
- JPMorgan Securities LLCApr 2018 to Jun 2020
- Quantvex, Inc.Sep 2016 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2011
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Dishmi Capital, LLC
$215.1MAssets managed
76Clients
4Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5550638
- Firm CRD
- 336392