Richard Wayne Ogg
Investment adviser representative at Cetera Investment Advisers LLC
29 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
29 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Total Administrative Services CorporationAug 2018 to now
- The Master's Tax & Financial ServicesJun 2005 to now
- Richard OggSep 1997 to now
- Avantax Insurance ServicesOct 2020 to Sep 2025
- Avantax Insurance Agency, LLCAug 2018 to Sep 2025
- Santa Rosa Junior College Community EducationApr 2016 to Feb 2020
- Avantax Advisory ServicesJul 2009 to Sep 2025
- Avantax Investment Services, Inc.Jun 2008 to Sep 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5550318
- Firm CRD
- 105644