Richard Lehmann Carroll
Investment adviser representative at Intentional Wealth Strategies
11 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$171.3MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Intentional Wealth Strategies, LLCNov 2020 to now
- Raymond James Financial Services Advisors, IncJul 2020 to Sep 2023
- Raymond James Financial Services, Inc.Jul 2020 to Sep 2023
- First Ascent Financial, LLCNov 2015 to Sep 2020
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2013
- Series 63 · Uniform Securities Agent State Law2020
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Intentional Wealth Strategies
$171.3MAssets managed
161Clients
3Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5548162
- Firm CRD
- 327743