Ana Carolina Arnau
Investment adviser representative at Andbanc Advisory LLC
12 yearsExperience
1 stateRegistered in
$806.5MFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Andbanc Advisory LLCAug 2024 to now
- Andbanc Brokerage LLCJul 2024 to now
- Morgan StanleyJun 2024 to Jul 2024
- Morgan Stanley Private Bank, N.AJun 2024 to Jul 2024
- Andbanc Brokerage LLCMar 2024 to May 2024
- Mora Wm Securities LLCNov 2012 to Mar 2024
Exams passed
- Series 65 · Uniform Investment Adviser Law2022
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 1 state (FL).
Andbanc Advisory LLC
$806.5MAssets managed
472Clients
11Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5544912
- Firm CRD
- 150463