Derek Michael Schwartz
Investment adviser representative at One Capital Management, LLC
12 yearsExperience
2 statesRegistered in
CFA, CFP® certificationDesignations
$8.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlySubscriptionFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- One Capital Management, LLCSep 2025 to now
- TIAA-CREF Individual & Institutional Services, LLCJun 2025 to Aug 2025
- TIAAApr 2022 to Aug 2025
- Charles Schwab & Co., Inc.Jun 2021 to Apr 2022
- Schwab Private Client Investment Advisory, Inc.Jun 2021 to Apr 2022
- Cornerstone Advisors Asset Management, LLCDec 2016 to May 2021
- Cornerstone Benefits, IncDec 2016 to May 2021
- M Holdings Securities, Inc.Dec 2016 to May 2021
- Cornerstone Institutional Investors, LLCDec 2016 to Dec 2017
- Blackrock Investments, LLCJul 2014 to Dec 2016
- BlackrockSep 2013 to Dec 2016
Designations
- CFA
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (CA, CO).
One Capital Management, LLC
$8.5BAssets managed
3,535Clients
64Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5544834
- Firm CRD
- 114861