Steve Rodney Doss
Investment adviser representative at New York Life Investment Management LLC
13 yearsExperience
1 stateRegistered in
$120.7BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- New York Life Investment Management LLCFeb 2023 to now
- New York Life InvestmentsJan 2023 to now
- Commonwealth Financial NetworkMar 2022 to Jan 2023
- Global Wealth AdvisorsMar 2022 to Jan 2023
- Alliancebernstein Investments, Inc.Jun 2017 to Mar 2022
- Invesco Advisers, Inc.Dec 2013 to May 2017
- Invesco Distributors, Inc.Oct 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (TX).
New York Life Investment Management LLC
$120.7BAssets managed
933Clients
89Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5542420
- Firm CRD
- 109591