Brendan W Obrien
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Brendan W Obrien? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jul 2021 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2021 to now
- Pruco Securities LLCSep 2020 to Apr 2021
- The Prudential Insurance Company of AmericaSep 2020 to Apr 2021
- Eagle Strategies LLCApr 2020 to Sep 2020
- Nylife Securities LLCMar 2020 to Sep 2020
- Nylife Securities LLCFeb 2020 to Feb 2020
- New York Life Insurance Co.Aug 2019 to Sep 2020
- Selective Realtors/keller WilliamsOct 2016 to Mar 2018
- Carry Out Menu, Inc.Oct 2016 to Dec 2016
- Suncoast Global Financial AdvisersMay 2016 to Dec 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2015
- Series 63 · Uniform Securities Agent State Law2021
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5540044
- Firm CRD
- 7691