Steven M Dalton
Investment adviser representative at Cetera Investment Advisers LLC
14 yearsExperience
3 statesRegistered in
CFP® certification, ChFC®Designations
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Cetera Investment Advisers LLCApr 2024 to now
- Cetera Wealth Services, LLCApr 2024 to now
- Magnolia Wealth Advisors LLCJun 2018 to now
- Cambridge Investment Research Advisors, Inc.Nov 2018 to Apr 2024
- Cambridge Investment Research, Inc.Nov 2018 to Apr 2024
- Brophy Wealth Management, LLCJan 2013 to Nov 2018
- Comprehensive Asset Management & Servicing, Inc.Oct 2012 to Nov 2018
Designations
- CFP® certification
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 3 states (AZ, NH, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5538229
- Firm CRD
- 105644