Jose Enrique Ruiz
Investment adviser representative at Rockefeller Capital Management
16 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$99.6BFirm assets
Are you Jose Enrique Ruiz? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Rockefeller Financial LLCOct 2024 to now
- Rockefeller Financial LLCApr 2024 to Sep 2024
- Morgan Stanley Private Bank, N.A.Jan 2015 to Apr 2024
- Morgan Stanley Smith Barney LLCMay 2008 to Apr 2024
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 3 states (GA, NC, TX).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5536741
- Firm CRD
- 291361