James Joseph Broderick
Investment adviser representative at LPL Financial LLC
14 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Financial LLCOct 2024 to now
- Northwestern Mutual Wealth Management CompanyJul 2023 to Jul 2024
- Northwestern Mutual Investment Services LLCMar 2023 to Jun 2024
- Matthew GreeneFeb 2023 to Jun 2024
- Magnus Financial GroupMay 2022 to Feb 2023
- Paul TortorellaSep 2020 to Apr 2022
- Ben FeldmanJan 2019 to Apr 2022
- James DinardoJan 2019 to Apr 2022
- Kevin LuchettaJan 2019 to Apr 2022
- Stephen SchwartzJan 2019 to Apr 2022
- Northwestern Mutual Wealth Management CompanyMar 2015 to Apr 2022
- Northwestern Mutual Investment Services, LLCSep 2012 to Apr 2022
- Michael MckiernanJul 2012 to Jan 2019
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (NJ).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5536623
- Firm CRD
- 6413