David Chou
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCAug 2026 to now
- Cetera Investment Advisors LLCAug 2026 to now
- Cetera Investment Servcies LLCAug 2026 to now
- Kovack Advisors, Inc.Sep 2025 to now
- Kovack Securities, Inc.Sep 2025 to now
- Osaic Wealth, Inc.Jun 2024 to Sep 2025
- Securities America AdvisorsMay 2024 to Jun 2024
- Securities America, Inc.May 2024 to Jun 2024
- Essence Financial LLCApr 2023 to May 2024
- UnemployedJan 2023 to Mar 2023
- JP Morgan ChaseJun 2016 to Jan 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5536004
- Firm CRD
- 105644