Sean Patrick Smith
Investment adviser representative at Chartered Advisory Group
12 yearsExperience
3 statesRegistered in
$127.7MFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Chartered Advisory Group, Inc.Jan 2011 to now
- Securities America Inc.Jan 2011 to Oct 2023
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 3 states (DE, MD, PA).
Chartered Advisory Group
Legal name: Chartered Advisory Group, Inc.
$127.7MAssets managed
283Clients
4Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5534225
- Firm CRD
- 116517