Stephen R Carter
Investment adviser representative at Sowell Management
13 yearsExperience
1 stateRegistered in
$4.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Sowell ManagementOct 2022 to now
- Weaver Capital Advisors, L.L.C.Sep 2022 to now
- Weaver Family Office Services, L.L.C.Sep 2022 to now
- Weaver & Tidwell, L.L.P.Jun 2022 to now
- Amegy Bank National AssociationApr 2013 to Jun 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
Sowell Management
Legal name: Sowell Financial Services, LLC
$4.8BAssets managed
6,624Clients
102Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5534097
- Firm CRD
- 127145