Ronald Cappuccio
Investment adviser representative at Charles Schwab & Co., Inc.
13 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
Are you Ronald Cappuccio? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
13 years in the industry.
- Charles Schwab & Co., Inc.Mar 2024 to now
- Charles Schwab Bank, SsbMar 2024 to now
- Champion Capital ManagementJun 2022 to Jan 2024
- Rc Strategic ConsultantsJun 2021 to Apr 2024
- Quantum and Co.May 2021 to Mar 2024
- Charles Schwab & Co., Inc.Jul 2017 to May 2021
- Charles Schwab Bank, SsbJul 2017 to May 2021
- UBS Financial ServicesMay 2013 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2009
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5530949
- Firm CRD
- 5393