Derek R Simpson
Investment adviser representative at Founders Financial Alliance, LLC
17 yearsExperience
1 stateRegistered in
$1.2BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Founders Financial Alliance, LLCJul 2025 to now
- Founders Financial Alliance dba Defranco FinancialJun 2025 to now
- LPL Financial LLCMar 2025 to now
- Defranco FinancialFeb 2025 to Jun 2025
- Unified BankMar 2022 to Feb 2025
- J.P. Morgan Securities LLCOct 2012 to Mar 2022
- JPMorgan Chase Bank NAMay 2008 to Mar 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (WV).
Founders Financial Alliance, LLC
$1.2BAssets managed
2,412Clients
33Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5530112
- Firm CRD
- 173011