Tom O'brien
Investment adviser representative at Vantage Wealth Management, LLC
18 yearsExperience
1 stateRegistered in
ChFC®, CFP® certificationDesignations
$1.1BFirm assets
Are you Tom O'brien? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
18 years in the industry.
- Vantage Wealth Management, LLCJul 2020 to now
- Minnesota Life Insurance Co.May 2008 to Jul 2020
- Securian Financial ServicesMay 2008 to Jul 2020
- SgcMay 2008 to Jul 2020
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 1 state (CA).
Vantage Wealth Management, LLC
$1.1BAssets managed
639Clients
6Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5529111
- Firm CRD
- 152374