Steve Lee
Investment adviser representative at Cetera Investment Advisers LLC
13 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Cetera Investment Advisers LLCJun 2024 to now
- Cetera Investment Services LLCJun 2024 to now
- East West BankJun 2024 to now
- CitigroupMay 2022 to Jun 2024
- J.P. Morgan Securities LLCSep 2021 to Apr 2022
- JP Morgan Chase Bank, N.A.Sep 2021 to Apr 2022
- U.S. Bancorp Investments, Inc.Feb 2019 to Sep 2021
- UnemployedDec 2018 to Jan 2019
- U.S. Bancorp Investments, Inc.Sep 2017 to Nov 2018
- Bancwest Investment ServicesApr 2013 to Aug 2017
- Bank of the WestApr 2013 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5523620
- Firm CRD
- 105644