Brian William Daly
Investment adviser representative at Osaic Institutions, Inc.
14 yearsExperience
1 stateRegistered in
$6.5BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Osaic Institutions, Inc.Feb 2025 to now
- Rhinebeck BankFeb 2025 to now
- Key Investment Services LLCJul 2024 to Feb 2025
- KeybankJul 2024 to Feb 2025
- Aegis Capital CorpApr 2024 to Jul 2024
- UnemployedJan 2024 to Apr 2024
- Cellular Sales ServicesMay 2023 to Jan 2024
- Hire DynamicsApr 2023 to May 2023
- UnemployedDec 2022 to Apr 2023
- Charter CommunicationsNov 2022 to Nov 2022
- UnemployedJun 2022 to Nov 2022
- Hudson Valley Credit UnionDec 2021 to Jun 2022
- UnemployedOct 2021 to Dec 2021
- Reiss Appraisals IncJul 2021 to Oct 2021
- UnemployedNov 2020 to Jul 2021
- Bj's WholesaleOct 2020 to Nov 2020
- UnemployedMar 2019 to Oct 2020
- J.P. Morgan Securities LLCOct 2012 to Mar 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5520275
- Firm CRD
- 35371