Carlos Manuel Chapa
Investment adviser representative at Raymond James Financial Services Advisors, Inc
11 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Raymond James Financial Services Advisors, Inc.Oct 2025 to now
- Raymond James Financial Services, Inc.Oct 2025 to now
- Texas Community BankApr 2021 to now
- Osaic Institutions, Inc.Apr 2021 to Oct 2025
- Cresta Advisors, Ltd.Mar 2020 to Apr 2021
- Pfs Investments Inc.Oct 2019 to Feb 2020
- Primerica Financial ServicesOct 2019 to Feb 2020
- Gdl Brokerage IncOct 2017 to Feb 2020
- Bank of America, N.A.Aug 2015 to Jul 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2015 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 1 state (TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5519000
- Firm CRD
- 149018