Benjamin Pali
Investment adviser representative at Ameriprise Financial Services, LLC
12 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Ameriprise Financial Services, LLCNov 2025 to now
- Fyzical Therapy & Balance CentersJul 2024 to Nov 2025
- Ameriprise Financial Services, LLC.Dec 2023 to Jun 2024
- Osaic Wealth, Inc.Sep 2023 to Oct 2023
- Ameriprise Financial Services, LLCMar 2020 to Mar 2020
- Keeler Thomas Management LLCMay 2018 to Oct 2023
- Sagepoint FinancialDec 2014 to Oct 2023
- Keeler ThomasNov 2014 to Oct 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (UT).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5518986
- Firm CRD
- 6363