Kathryn Felts
Investment adviser representative at LPL Financial LLC
18 yearsExperience
3 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
18 years in the industry.
- LPL Financial LLCAug 2024 to now
- UnemployedSep 2023 to Aug 2024
- Cetera Investment Advisers LLCJul 2018 to Jan 2023
- Cetera Investment Services LLCJul 2018 to Jan 2023
- Regions BankApr 2018 to Aug 2023
- Bb&t Securities, LLCJan 2018 to Apr 2018
- Bb&t InvestmentsMar 2008 to Apr 2018
- Bb&t BankJan 2008 to Apr 2018
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 3 states (NC, SC, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5511520
- Firm CRD
- 6413