Loree Anne Harpole
Investment adviser representative at LPL Financial LLC
15 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- LPL Financial LLCOct 2025 to now
- Capitol Securities Management, IncSep 2020 to Oct 2025
- Lincoln InvestmentJan 2017 to Sep 2020
- Legend Equities CorporationSep 2016 to Jan 2017
- Daystar for Medically Fragile ChildrenFeb 2015 to Dec 2017
- Various Insurance Carriers for W&r Insurance AgenciesJan 2012 to Sep 2020
- Resolve of Greater RochesterJun 2011 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5509861
- Firm CRD
- 6413