James Martin
Investment adviser representative at Cetera Investment Advisers LLC
8 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
8 years in the industry.
- Cetera Investment Advisers LLCAug 2021 to now
- Cetera Investment Services LLCAug 2021 to now
- Regions BankAug 2021 to now
- Hr BlockJan 2021 to Aug 2021
- Bbva Insurance Agency, Inc.Jan 2020 to Aug 2021
- Bbva Securities Inc.Jan 2020 to Aug 2021
- Bbva USAJan 2020 to Aug 2021
- Bbva Wealth Solutions, Inc.Jan 2020 to Aug 2021
- Lincoln Financial Advisors CorporationDec 2018 to Jan 2020
- Wells Fargo Clearing Services, LLCNov 2016 to Dec 2018
- Wells Fargo Advisors, LLCApr 2013 to Nov 2016
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 1 state (FL).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5509676
- Firm CRD
- 105644