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Darius Nkwazema Uche

Investment adviser representative at Charles Schwab & Co., Inc.
17 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning

Experience

17 years in the industry.

  1. Charles Schwab & Co., Inc.Jan 2021 to now
  2. Charles Schwab Bank, SsbJan 2021 to now
  3. TD Ameritrade Investment Management, LLCFeb 2018 to Jan 2021
  4. TD Ameritrade, Inc.Feb 2018 to Jan 2021
  5. ScottradeJun 2009 to Feb 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2009
  • Series 66 · Uniform Combined State Law2017

State registrations

Registered as an investment adviser representative in 1 state (TX).

Charles Schwab & Co., Inc.

$0Assets managed
0Clients
6,777Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5508760
Firm CRD
5393
Advisor's SEC record (opens in a new tab)
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