Roberto Montes
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCJul 2021 to now
- Bbva Compass Insurance Agency IncJul 2018 to Jul 2021
- Bbva Securities IncJul 2018 to Jul 2021
- Bbva Wealth Solutions IncJul 2018 to Jul 2021
- Compass BankJul 2018 to Jul 2021
- Bank of America, N.A.Jul 2015 to Jun 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2015 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5506889
- Firm CRD
- 6413