Skip to content

Jose Antonio Rivera

Investment adviser representative at Empower Advisory Group, LLC
11 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business

Are you Jose Antonio Rivera? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

11 years in the industry.

  1. Empower Advisory Group, LLCOct 2019 to now
  2. Gwfs Equities, Inc.Sep 2019 to now
  3. Bank of America, N.A.Feb 2019 to Sep 2019
  4. Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2019 to Sep 2019
  5. Kohl'sSep 2018 to Dec 2018
  6. Hub International InsuranceFeb 2018 to Dec 2018
  7. First National 1870Jun 2017 to Feb 2018
  8. Sunflower BankJun 2017 to Feb 2018
  9. JP Morgan Chase BankMar 2015 to Jun 2017
  10. JP Morgan Securities LLCMar 2015 to Jun 2017
  11. American EnterprisesOct 2008 to Oct 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2014
  • Series 66 · Uniform Combined State Law2019

State registrations

Registered as an investment adviser representative in 1 state (TX).

Empower Advisory Group, LLC

$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5502710
Firm CRD
112058
Advisor's SEC record (opens in a new tab)
CallContact this firm