Philip Charles Grimm
Investment adviser representative at Spc
17 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$6.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Sigma Financial CorporationJan 2018 to now
- SpcJan 2018 to now
- Berthel Fisher & Co. Financial Services Inc.Jan 2011 to Dec 2016
- Pinnacle Wealth Management, Inc.Mar 2009 to Jan 2018
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2012
- Series 63 · Uniform Securities Agent State Law2018
State registrations
Registered as an investment adviser representative in 1 state (MI).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5501911
- Firm CRD
- 110692