Julie Ann Lopes
Investment adviser representative at TD Private Client Wealth LLC
13 yearsExperience
11 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
Are you Julie Ann Lopes? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- TD Bank, NANov 2013 to now
- TD Private Client Wealth LLCApr 2013 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 11 states (CT, FL, MA, MD, MT, NH, NJ, NY, UT, VA, WA).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5487680
- Firm CRD
- 164484