Shannon Lea Fowler
Investment adviser representative at Osaic Wealth, Inc.
7 yearsExperience
3 statesRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
7 years in the industry.
- Osaic Wealth, Inc.Sep 2023 to now
- Sagepoint Financial, Inc.Mar 2023 to Sep 2023
- MML Investors Services, LLCNov 2021 to Mar 2023
- Massmutual Life Insurance CompanyOct 2021 to Mar 2023
- UnemployedJun 2021 to Oct 2021
- Trolan LLCMay 2021 to Jun 2021
- Empower RetirementFeb 2020 to May 2021
- Morgan StanleyJul 2019 to Feb 2020
- Beauty CounterApr 2019 to Jan 2021
- Ameriprise Financial Services, Inc.Apr 2016 to Jul 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 3 states (NM, TX, UT).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5486347
- Firm CRD
- 23131