Sunny Patel
Investment adviser representative at LPL Financial LLC
16 yearsExperience
1 stateRegistered in
CFP® certification, CFADesignations
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
16 years in the industry.
- LPL Financial LLCMay 2026 to now
- Connecticut River Wealth ManagementMay 2026 to now
- The Goff Financial GroupDec 2023 to May 2026
- Dmo GroupJul 2021 to Dec 2023
- Edward JonesJul 2019 to Jul 2021
- Dmo GroupApr 2017 to Jul 2019
- Three Point CapitalOct 2010 to Apr 2017
Designations
- CFP® certification
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2019
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CT).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5486059
- Firm CRD
- 6413