Caroline Rainey Sorokos
Investment adviser representative at Missionsquare Retirement
11 yearsExperience
21 statesRegistered in
$6.3BFirm assets
43 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Missionsquare RetirementFeb 2022 to now
- Missionsquare Investment ServicesFeb 2022 to now
- UnemployedOct 2021 to Feb 2022
- Suntrust Advisory ServicesSep 2016 to Sep 2021
- Suntrust BankNov 2015 to Sep 2021
- Suntrust Investment Services, Inc.Nov 2015 to Sep 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 21 states (AL, CT, DC, DE, FL, GA, MA, MD, ME, MS, NC, NH, NJ, NY, OH, PA, RI, SC, VA, VT, WV).
Missionsquare Retirement
Legal name: International City Management Association Retirement Corporation
$6.3BAssets managed
40,527Clients
132Advisers
43 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5485975
- Firm CRD
- 108783