James Wesley Battle
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- National Active and Retired Federal Employee AssociationAug 2024 to now
- Cetera Investment Advisers LLCSep 2023 to now
- Cetera Wealth Services, LLCSep 2023 to now
- Ez Federal Benefits EducationApr 2019 to Aug 2023
- Federal Employee Benefit Advocates, LLCOct 2018 to Aug 2023
- Profeds/fedimpactJul 2018 to Feb 2019
- Serving Those Who ServeSep 2014 to Aug 2023
- Lee Sipe and AssociatesAug 2014 to Aug 2023
- Raymond James Financial ServicesJul 2014 to Aug 2023
- Raymond James Financial Services Advisors Inc.Jul 2014 to Aug 2023
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5485572
- Firm CRD
- 105644