Douglas John Bauer
Investment adviser representative at Equitable Advisors, LLC
32 yearsExperience
1 stateRegistered in
$47.3BFirm assets
48 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
32 years in the industry.
- Equitable Advisors, LLCJan 2024 to now
- Toll Booth Maintenance Services, Inc.Oct 2019 to now
- Douglas J. Bauer, Cpa - Self EmployedMar 1994 to now
- Equitable Advisors, LLCSep 2008 to Nov 2022
- AXA Advisors, LLCSep 2008 to Jun 2020
- Bauer & Keller Cpa'sJul 2006 to Sep 2019
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 1 state (NY).
Equitable Advisors, LLC
$47.3BAssets managed
76,027Clients
4,640Advisers
48 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5483640
- Firm CRD
- 6627