Joseph Ronald Westphal
Investment adviser representative at Raymond James Financial Services Advisors, Inc
10 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Raymond James Financial Services Advisors, IncNov 2022 to now
- Raymond James Financial Services, IncNov 2022 to now
- UnemployedAug 2022 to Nov 2022
- Great Western BankJun 2016 to Aug 2022
- Hometown Investment ServicesJun 2016 to Jun 2017
- Raymond James Financial Services Advisors Inc.Oct 2013 to Aug 2022
- Raymond James Financial Services, IncNov 2012 to Aug 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (SD).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5482903
- Firm CRD
- 149018